Chief AML Officer
Chicago, IL • Hybrid
$200K - $300K
Job description
This is Hybrid role (4 days in office /1 day remote).
About your Team:
Our client is seeking to find an experienced Chief AML Officer to lead and execute thier firm-wide AML program from the Chicago office.
In this role, you will collaborate with Compliance, Legal, and Operations teams to ensure full adherence to the Bank Secrecy Act (BSA), USA PATRIOT Act, anti-terrorist financing regulations, securities and commodities AML laws and regulations.
Responsibilities:
• Lead AML Compliance - Oversee firm-wide AML compliance; serve as primary point of contact with regulators, FinCEN, and law enforcement.
• Personnel Management - Manage team of approximately 200 personnel, primarily in Chicago.
• Policy Management - Maintain and update written policies and procedures to reflect evolving BSA and regulatory requirements.
• Surveillance Reports Design - Help guide in-house developers in designing and enhancing exception-based surveillance reports that reflect current regulatory expectations, industry best practices, and the firm's evolving risk profile.
• Regulatory Support - Partner with in-house counsel to respond to regulatory and enforcement inquiries related to AML matters.
• Customer Due Diligence - Collaborate with New Accounts and Enhanced Due Diligence teams to calibrate and implement KYC procedures.
• Training - Maintain and continuously improve AML and KYC compliance training programs.
• Staffing & Operations - Assess staffing needs and ensure teams are appropriately resourced.
This role's anticipated base salary range is $200,000 to $300,000 annually based on skills and experience. The offered salary is just part of the total compensation package. In addition to a competitive salary, the company offers both a discretionary cash bonus and stock award as well as a wide range of benefits, including health care, tuition reimbursement and much more.
Interested? Please send your Microsoft Word CV to Jonny Scott-Slater, Vish Atari, Joey Polpero or Ashley Armstrong LLM and Muchen Chang.
E - uswwrecruitment@aol.com
We will contact you by email and arrange a preliminary discussion.
Discretion protection and secrecy are assured at all times.
We are currently invloved in seeking the above mentioned category of professional. We are speaking to candidates in the market using direct approach methodologies.Chief AML Officer
IChicago, IL • Hybrid
$200K - $300K